Stockbroker Malpractice

Most investors have varying plans and objectives for their money. Unfortunately, not all financial advisors or stockbrokers respect those plans. When stockbrokers fail to recognize their fiduciary obligations to their investors, it can result in substantial financial losses for those investors. This is called stockbroker malpractice.

These are a few examples of stockbroker malpractice:

1. Recommending unsuitable investments
2. Trading excessively to produce commissions (churning)
3. Unauthorized trading

If you have been the victim of these or other acts of broker misconduct, you have the right to take legal action. The attorneys at The Carnes Law Firm can represent you. Call our office today at 314-353-1001 to discuss your legal options.